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In addition to natural persons, the transactions of Guotai Junan A-shares and Haitong Securities A-shares by relevant institutions mainly involve self-operated accounts, asset management accounts and margin financing and securities lending accounts of institutions.On the evening of the 12th, Guotai Junan and Haitong Securities both announced that they had checked the transactions of insiders involved in this transaction in A shares of Guotai Junan and Haitong Securities, involving 11 related natural persons.Institutional trading situation

On the evening of December 12th, the verification results of insider trading between Guotai Junan and Haitong Securities were officially released.Eleven natural persons bought and sold A shares during the self-inspection period.The results show that 11 related natural persons are involved in buying and selling A shares of Guotai Junan and Haitong Securities. Including Han Zhida, vice president of Guotai Junan, Zhao Hong, chief auditor, Xiong Xiaohua, the mother of supervisor Shen Yun, Huang Guan Tu, the father of employee Huang Wenxin, and Zhou Yang, the spouse of Lv Na, an overseas legal consultant of Haitong Securities and a consultant lawyer of Gao Weishen Law Firm.

Han Zhi Da has been the vice president of Guotai Junan since July 17, 2024. The stock source of Guotai Junan is the restricted stock incentive plan, and the trading of Guotai Junan stock occurred before I became the vice president of Guotai Junan. According to the self-inspection report, Han Zhi Da sold 138,600 shares on May 15th, 2024. According to the self-inspection report issued by Han Zhida, it still holds 71,400 restricted shares.In addition to natural persons, the transactions of Guotai Junan A-shares and Haitong Securities A-shares by relevant institutions mainly involve self-operated accounts, asset management accounts and margin financing and securities lending accounts of institutions.According to the announcement, for the above-mentioned behavior of buying and selling stocks during the self-inspection, the insiders of relevant insider information have issued self-inspection reports or explanations and commitments respectively, all of which indicate that the relevant operations are entirely based on the open market and personal independent judgment, and are purely personal investment behaviors, which have nothing to do with this major asset restructuring, and there is no situation of using the insider information of this major asset restructuring for trading.